XXŘ&Xxxxxx;XXX&Xxxxxx; XXXXXX V PŘENESENÉ XXXXXXXXX (XX) č. 446/2012
xx dne 21. xřxxxx 2012,
xxxx&xxxxxx;x xx xxxxňxxx nařízení Evropského xxxxxxxxxx x&xxxx;Xxxx (XX) č.&xxxx;1060/2009, xxxxx xxx x&xxxx;xxxxxxčx&xxxxxx; technické xxxxx xxx obsah x&xxxx;xxxx&xxxxxx;x xxxxxxxxx&xxxxxx;xx xřxxxx&xxxxxx;x&xxxxxx;x&xxxxxx; xxxxxxxx&xxxxxx;xx &xxxxxx;xxxů, jež x&xxxxxx; Xxxxxxx&xxxxxx; xxx&xxxxxx;x xxx xxxx&xxxxxx; xxx&xxxxxx;xx a trhy xxžxxxxxx od ratingových xxxxxxx
(Xxxx x x&xxxxxx;xxxxxx xxx XXX)
XXXXXXX&Xxxxxx; XXXXXX,
s ohledem xx Xxxxxxx o fungování Xxxxxxx&xxxxxx; unie,
s ohledem xx xxř&xxxxxx;xxx&xxxxxx; Evropského xxxxxxxxxx x&xxxx;Xxxx (XX) č.&xxxx;1060/2009 xx xxx 16. x&xxxxxx;ř&xxxxxx; 2009 o ratingových xxxxxxx&xxxxxx;xx (1), x&xxxx;xxxx&xxxxxx;xx xx čx.&xxxx;21 odst. 4 písm. x) uvedeného xxř&xxxxxx;xxx&xxxxxx;,
xxxxxxxx x&xxxx;xěxxx xůxxxůx:
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(1) |
Ustanovení čl. 21 xxxx.&xxxx;4 x&xxxxxx;xx. e) xxř&xxxxxx;xxx&xxxxxx; (XX) č.&xxxx;1060/2009 xxžxxxxx, xxx Xxxxxxx&xxxxxx; xxx&xxxxxx;x xxx cenné xxx&xxxxxx;xx x&xxxx;xxxx (XXXX) xx 2. xxxxx 2012 předložil Komisi xx xxxx&xxxxxx;xxx&xxxxxx; návrhy xxxxxxčx&xxxxxx;xx xxxxxxxx&xxxxxx;xx xxxxx, xxxxx xxx x&xxxx;xxxxx x&xxxx;xxxx&xxxxxx;x xxxxxxxxx&xxxxxx;xx xřxxxx&xxxxxx;x&xxxxxx;x&xxxxxx; xxxxxxxx&xxxxxx;xx &xxxxxx;xxxů, xxž xx xxxxxxxx&xxxxxx; xxxxxxxx xěxx xxx&xxxxxx;xx XXXX xxxxxxxxxě xxxxxxxxx. Cílem xxxxxx pravidelného xřxxxx&xxxxxx;x&xxxxxx;x&xxxxxx; xx xxxžxxx xxx&xxxxxx;xx XXXX xxxěx&xxxxxx; xxxx xxxxxěxxxxxx xxxxxx&xxxxxx; s průběžným xxxxxxxx nad xxxxxxxx&xxxxxx;xx xxxxxxxxxx, xxx je xxxxxxxxx x&xxxx;čx.&xxxx;21 odst. 1 xxxxxx&xxxxxx;xx xxř&xxxxxx;xxx&xxxxxx;. |
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(2) |
Ratingové &xxxxxx;xxxx xx xěxx orgánu XXXX xxxžxxx xxčxxxě xxxx&xxxxxx;žxx xxx xxxx&xxxxxx;x&xxxxxx;x x&xxxx;čxxxxxx&xxxxxx; xxxxxxxx&xxxxxx;xx agentur, xxx xxxx rychle xxxxxxxx x&xxxx;xř&xxxxxx;xxxě skutečného xxxx xxxxxxx&xxxxxx;xx&xxxxxx;xx xxxx&xxxxxx;xx&xxxxxx; xxžxxxxxů xxř&xxxxxx;xxx&xxxxxx; (ES) č.&xxxx;1060/2009. X&xxxx;xxxxxx důvodu xx xx ratingové &xxxxxx;xxxx xěxx xxx&xxxxxx;xx XXXX xxxxxxx xřxxxx&xxxxxx;xxx xěx&xxxxxx;čxě. Avšak x&xxxx;x&xxxxxx;xxx xxxx&xxxxxx;xěx&xxxxxx; proporcionality xx xxxxxxxx&xxxxxx; xxxxxxxx, xxxx&xxxxxx; xxx&xxxxxx; x&xxxxxx;xě xxž 50 xxxěxxxxxxů x&xxxx;xxxx&xxxxxx; xxxxxx xxxč&xxxxxx;xx&xxxxxx; xxxxxxx, xěxx předkládat ratingové &xxxxxx;xxxx každé dva xěx&xxxxxx;xx, xxx&xxxxxx;xxx měsíčně. Xxx&xxxxxx;x XXXX xx xřxxxx xěx x&xxxxxx;x xxžxxxx xx xxxxxx&xxxxxx;xx xxxxxxx&xxxxxx;xx xxžxxxxxx, xxx xěx&xxxxxx;čxě xřxxxx&xxxxxx;xxxx &xxxxxx;xxxx x&xxxxxx;xxx&xxxxxx;x&xxxxxx; xx počtu x&xxxx;xxxxů xxxxxx ratingů, xčxxxě xxxžxxxxxx úvěrové xxxx&xxxxxx;xx, xxxxxxxxx xxxxxxxx&xxxxxx;xx x&xxxxxx;xxxxxů čx xxxxxxxů x&xxxx;xxůxxxxxxxxx ratingů, xxxx&xxxxxx; xx xxxžxx&xxxxxx; xxx &xxxxxx;čxxx uvedené ve xxěxxxxx Evropského xxxxxxxxxx x Xxxx 2006/48/ES (2). |
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(3) |
Xxxxxxxxx&xxxxxx; &xxxxxx;xxxx xx xěxx x&xxxxxx;x xxxxxxxxx v normalizovaném xxxx&xxxxxx;xx, xxx xxx&xxxxxx;x XXXX mohl záznamy xxxxxxxxxxx xřxx&xxxxxx;xxx x&xxxx;xxxxxxx&xxxxxx;xxx xx xx&xxxxxx;xx interních xxxx&xxxxxx;xxxx. Vzhledem x&xxxx;xxůxěžx&xxxxxx;xx xxxxxxxx&xxxxxx;xx xxxxxxx může xxx&xxxxxx;x XXXX řadu xxxxxxxx&xxxxxx;xx xxxxxů xxx xřxxxx&xxxxxx;x&xxxxxx;x&xxxxxx; &xxxxxx;xxxů v oblasti xřxxxxx xxxxxxů xxxx xxxxxx xxxx&xxxxxx;xx xřxxxx&xxxxxx;xxx&xxxxxx;xx xxxxxxxx&xxxxxx;xx agenturami xxxxxxxxxxxx x&xxxx;xxěxxx xxxxxřxxxxxxx&xxxxxx;x xxx&xxxxxx;&xxxxxx;xx&xxxxxx;xx xxěxxx&xxxxxx; xxxx xxxxxů. |
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(4) |
S cílem xxxxxxxx &xxxxxx;xxx&xxxxxx; x&xxxx;xřxxx&xxxxxx; xřxxxx&xxxxxx;x&xxxxxx;x&xxxxxx; xxxxxxxx&xxxxxx;xx údajů x&xxxx;xxxxxxxxx xxx&xxxxxx;&xxxxxx; x&xxxxxx;xxx xx xxxxxčx&xxxxxx;xx trzích xx xůxxžxx&xxxxxx; ratingovým xxxxxxx&xxxxxx;x xxxžxxx, xxx xx xxxxxxxx xxxxx&xxxxxx;xxx&xxxxxx;x&xxxxxx; xxxx&xxxxxx;xx x&xxxx;xxxxxxx na x&xxxxxx;xxxxě technických xxxxxxxxxx&xxxxxx; xxxxxxxx&xxxxxx;xx xxx&xxxxxx;xxx XXXX. X&xxxx;xxxxxx xůxxxx xxxxxx&xxxxxx; xxř&xxxxxx;xxx&xxxxxx; x&xxxx;xxxxxxxx xž &xxxxxx;xxx xěx&xxxxxx;xů xx xxxx&xxxxxx;&xxxxxx;xx&xxxxxx;. Xx x&xxxxxx; xxxx by xxxxxxxx&xxxxxx; xxxxxxxx xěxx pravidelně xřxxxx&xxxxxx;xxx xxxxxxxx&xxxxxx; údaje x&xxxx;xxxxxxx se xx&xxxxxx;xxx&xxxxxx;x&xxxxxx;xx xxxxxx xxxxx&xxxxxx;xx Xxxxxxx&xxxxxx;x x&xxxxxx;xxxxx xxxxx&xxxxxx;xxxů trhů x&xxxx;xxxx&xxxxxx;xx papíry. |
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(5) |
Xxxxxxxx&xxxxxx; xxxxxxxx, xxxx&xxxxxx; jsou xxxč&xxxxxx;xx&xxxxxx; xxxxxxx, xx xěxx xxxx xx&xxxxxx; ratingové &xxxxxx;xxxx xxxxxxxxx xxx&xxxxxx;xx XXXX xxď xxxěxxxě, xxxx xxxěřxx xxxxx x&xxxx;xxxxxxx ve xxxxxxě, xxx předkládala &xxxxxx;xxxx xx&xxxxxx;xxx všech čxxxů xxxxxxx, xx xxxx&xxxxxx; xx xxxxxxxx xxžxxxxxx xx xxxxxxx&xxxxxx;x&xxxxxx; &xxxxxx;xxxů. |
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(6) |
Toto xxř&xxxxxx;xxx&xxxxxx; vychází z návrhů xxxxxxčx&xxxxxx;xx xxxxxxxx&xxxxxx;xx norem xřxxxxžxx&xxxxxx;xx Komisi xxx&xxxxxx;xxx XXXX x&xxxx;xxxxxxx x&xxxx;čx&xxxxxx;xxxx&xxxx;10 xxř&xxxxxx;xxx&xxxxxx; Xxxxxxx&xxxxxx;xx parlamentu x Xxxx (EU) č.&xxxx;1095/2010 (3). |
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(7) |
Xxx&xxxxxx;x ESMA xxxxxxčxxx xxxxřxx&xxxxxx; veřejné xxxxxxxxxx x&xxxx;x&xxxxxx;xxx&xxxxxx;xx regulačních xxxxxxxx&xxxxxx;xx xxxxx, x&xxxx;xxxxž xxxx xxř&xxxxxx;xxx&xxxxxx; xxxx&xxxxxx;x&xxxxxx;, xxxxxxxxxx xxxxxxx&xxxxxx;xx&xxxxxx; xxxxxxxx&xxxxxx;x&xxxxxx; náklady x&xxxx;xř&xxxxxx;xxxx x&xxxx;xxž&xxxxxx;xxx x&xxxx;xxxxxxxxxx xxxxxxx subjektů xůxxx&xxxxxx;x&xxxxxx;xx x&xxxx;xxxxxxx xxxx&xxxxxx;xx xxx&xxxxxx;xů x&xxxx;xxxů zřízenou xxxxx čx&xxxxxx;xxx&xxxx;37 xxř&xxxxxx;xxx&xxxxxx; (EU) č.&xxxx;1095/2010, |
XŘXXXXX XXXX XXŘ&Xxxxxx;XXX&Xxxxxx;:
Čx&xxxxxx;xxx&xxxx;1
Xřxxxěx
Xxxx xxř&xxxxxx;xxx&xxxxxx; xxxxxxxxx xxxxx x&xxxx;xxxx&xxxxxx;x pravidelného xřxxxx&xxxxxx;x&xxxxxx;x&xxxxxx; ratingových &xxxxxx;xxxů, xxž má Xxxxxxx&xxxxxx; xxx&xxxxxx;x xxx cenné xxx&xxxxxx;xx x&xxxx;xxxx (x&xxxxxx;xx xxx „ESMA“) od xxxxxxxx&xxxxxx;xx xxxxxxx xxžxxxxxx xxx účely xxůxěžx&xxxxxx;xx xxxxxxx v souladu x&xxxx;čx.&xxxx;21 xxxx.&xxxx;4 písm. x) xxř&xxxxxx;xxx&xxxxxx; (ES) č.&xxxx;1060/2009.
Čx&xxxxxx;xxx&xxxx;2
X&xxxxxx;xxxx xřxxxx&xxxxxx;x&xxxxxx;x&xxxxxx; &xxxxxx;xxxů
1. Ratingové xxxxxxxx plní xxžxxxxxx xxxxxxxx&xxxxxx; x&xxxxxx;xxx nařízením x&xxxx;xxxxxx&xxxxxx;xxx&xxxxxx; za přesnost x&xxxx;&xxxxxx;xxxxxx &xxxxxx;xxxů xřxxxx&xxxxxx;xxx&xxxxxx;xx xxx&xxxxxx;xx ESMA.
2. V případě xxxxxx xxxxxxxx&xxxxxx;xx xxxxxxx čxxxxx&xxxxxx; xxxxxxx xxxxx pověřit xxxxxxx člena, xxx xřxxxx&xxxxxx;xxx &xxxxxx;xxxx xxžxxxxxx&xxxxxx; xxxxx tohoto xxř&xxxxxx;xxx&xxxxxx; xx&xxxxxx;x xx&xxxxxx;xxx x&xxxx;xx&xxxxxx;xxx xxx&xxxxxx;&xxxxxx;xx čxxxů xxxxxxx. X&xxxxxx;xxxxx ratingové xxxxxxxx, xxxxxxž xx&xxxxxx;xxx xx xxx&xxxxxx;xx xřxxxx&xxxxxx;x&xxxxxx;xx, xx x&xxxx;&xxxxxx;xxx&xxxxxx;xx xřxxxxžxx&xxxxxx;xx xxx&xxxxxx;xx XXXX uvedou.
3. Zprávy xřxxxx&xxxxxx;xxx&xxxxxx; x&xxxx;xxxxxxx s tímto xxř&xxxxxx;xxx&xxxxxx;x xx podávají xěx&xxxxxx;čxě x&xxxx;xxxxxxx&xxxxxx; xxxxxxxx&xxxxxx; &xxxxxx;xxxx xxxxxxx&xxxxxx;x&xxxxxx; se x&xxxx;xřxxxx&xxxxxx;xxx&xxxxxx;x&xxxxxx;xx xxxxxx&xxxxxx;řx&xxxxxx;xx měsíci.
4. Ratingové agentury, xxxx&xxxxxx; mají x&xxxxxx;xě xxž 50 xxxěxxxxxxů x&xxxx;xxxx&xxxxxx; xxxxxx xxxč&xxxxxx;xx&xxxxxx; xxxxxxx xxxxxxxx&xxxxxx;xx xxxxxxx, xxxxx xřxxxx&xxxxxx;xxx xxx&xxxxxx;xx xxžx&xxxxxx; xxx xěx&xxxxxx;xx x&xxxx;x&xxxxxx;x, že xxxxxxx&xxxxxx; xxxxxxxx&xxxxxx; &xxxxxx;xxxx xxxxxxx&xxxxxx;x&xxxxxx; xx k předcházejícím xxěxx xxxxxx&xxxxxx;řx&xxxxxx;x xěx&xxxxxx;xůx, pokud xxx&xxxxxx;x ESMA neinformuje xxxxxxxxxx xxxxxxxx, žx xxxxxxxx x&xxxx;xxxxxx, komplexnosti x&xxxx;xxxxxxx vydávání xxx&xxxxxx;xx xxxxxxů xxžxxxxx xěx&xxxxxx;čx&xxxxxx; xřxxxx&xxxxxx;x&xxxxxx;x&xxxxxx; xxx&xxxxxx;x.
5. Orgánu ESMA xx zprávy xřxxxx&xxxxxx;xxx&xxxxxx; xx xxxx&xxxxxx;xxx xxů xx xxxxx xxxxx&xxxxxx;, xxxx&xxxxxx; xx xřxxxěxxx xxx&xxxxxx;xx.
6.&xxxx;&xxxx;&xxxx;Xxxxxxxx&xxxxxx; xxxxxxxx xxxxxxxxxě xxxxxxxx&xxxxxx; xxx&xxxxxx;x XXXX x&xxxx;xx&xxxxxx;xxx&xxxxxx;xx výjimečných xxxxxxxxxxx, xxxx&xxxxxx; xxx xxxxx xxčxxxě xxxx&xxxxxx;xxx x&xxxx;xřxxxxžxx&xxxxxx; xxx&xxxxxx;xx x&xxxx;xxxxxxx x&xxxx;x&xxxxxx;xxx xxř&xxxxxx;xxx&xxxxxx;x nebo xx xxxxx xxxxxxx.
Čx&xxxxxx;xxx&xxxx;3
Xxxxxxxxx&xxxxxx; &xxxxxx;xxxx
1.&xxxx;&xxxx;&xxxx;Xx xxxxx xxxx&xxxxxx;xx xxxxx&xxxxxx; xxxxxxx&xxxxxx;x&xxxxxx; xxxxxx ratingová xxxxxxxx xx xx&xxxxxx; zprávy xxx xxx&xxxxxx;x XXXX xxxxxxxxxxx&xxxxxx; &xxxxxx;xxxx xxxxxx&xxxxxx; x&xxxx;xxxxxxx 1 xř&xxxxxx;xxxx. Xxxxx xx x&xxxx;x&xxxxxx;xxxxxx&xxxxxx;x&xxxxxx;x xxxxxxxxx&xxxxxx;x xxxxx&xxxxxx; xxxxxx&xxxxxx; &xxxxxx;xxxx xxěx&xxxxxx;, xxx&xxxxxx;xx XXXX xx předloží xxx&xxxxxx; údaje.
2.&xxxx;&xxxx;&xxxx;Xxxxxxxx&xxxxxx; agentury xřxxxx&xxxxxx;xxx&xxxxxx; údaje xxxxxx&xxxxxx; x&xxxx;xxxxxxx 2 xř&xxxxxx;xxxx xx xxžxxx čxxxxxx xxxxxxxxxx ratingovou xxxxxxxxx, xxx xx xxxxxxxxx x&xxxx;xxxxxx&xxxxxx; tabulce, x&xxxx;xx xxžx&xxxxxx; rating vztažený x&xxxx;x&xxxxxx;xx čxxxxxxx. Činnosti, xxxx&xxxxxx; xx vykazují, xx xxxxxxx&xxxxxx; xx xxxxxxx xxxxx&xxxxxx; nebo xxxxxxxx&xxxxxx; xxxxxxxxxx xxxxxxxxx.
3. V případě, žx x&xxxx;čxxxxxxx xxxxxx&xxxxxx; x&xxxx;xxxxxxx 2 během xxxxxxxxx&xxxxxx;xx období xxxx&xxxxxx;xx, xxxxx&xxxxxx; to xxxxxxxx&xxxxxx; xxxxxxxx xxx&xxxxxx;xxx.
4.&xxxx;&xxxx;&xxxx;&Xxxxxx;xxxx xxxxxx&xxxxxx; x&xxxx;xxxxxxx 1 a v tabulce 2 xř&xxxxxx;xxxx se xxx&xxxxxx;xx ESMA xřxxxx&xxxxxx;xxx&xxxxxx; x&xxxx;xxxxxxxxx&xxxxxx;xx xxxxxxxxx. Kvalitativní &xxxxxx;xxxx xxxxxx&xxxxxx; x&xxxx;xxxxxxx 1 xx xřxxxx&xxxxxx;xxx&xxxxxx; xřxx vykázáním &xxxxxx;xxxů xxxxxx&xxxxxx;xx v tabulce 2.
Čx&xxxxxx;xxx&xxxx;4
Xxxxx ratingů
1.&xxxx;&xxxx;&xxxx;Xxxxxxxx&xxxxxx; xxxxxxxx xxřxx&xxxxxx; xxxxxxx, xxxx&xxxxxx; xxxxxxxx, xxxxx xěxxxx xxxxů:
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x) |
xxxxxxx xxxxxxů; |
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x) |
ratingy strukturovaného xxxxxxxx&xxxxxx;x&xxxxxx;; |
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x) |
xxxxxxx státu x&xxxx;xxřxxx&xxxxxx;xx xxxxxx&xxxxxx;; |
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x) |
xxxxxxx xxxx&xxxxxx;xx dluhopisů. |
2.&xxxx;&xxxx;&xxxx;Xxx &xxxxxx;čxxx xxxxxxxx 1 xx xxxxxxx xxxxxxxxxxxx&xxxxxx;xx xxxxxxxx&xxxxxx;x&xxxxxx; xxxxxxx&xxxxxx; xx xxxxxčx&xxxxxx; nástroje xxxx xxx&xxxxxx; xxxxxx xxxx&xxxxxx;xxx&xxxxxx;x&xxxxxx; xx xxxxxxxxxxčx&xxxxxx; transakce xxxx systému xxxxxxxx&xxxxxx; xx smyslu čx.&xxxx;4 xxxx 36 xxěxxxxx 2006/48/XX.
Xřx xxxxxxx&xxxxxx;x&xxxxxx; xxxxxxů xxxxxxxxxxxx&xxxxxx;xx xxxxxxxx&xxxxxx;x&xxxxxx; zařadí xxxxxxxx&xxxxxx; xxxxxxxx xxxxxx xx xxxx&xxxxxx; x&xxxx;xěxxxx xxxxxxxx&xxxxxx; xxxxx:
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a) |
Xxxx&xxxxxx; xxx&xxxxxx;xx xxxx&xxxxxx;xěx&xxxxxx; xxxxxx. Xx x&xxxxxx;xx xxxxxxxxx aktiv x&xxxxxx;xxž&xxxxxx; úvěry na xxř&xxxxxx;xxx&xxxxxx; auta/lodě/letadla, studentské xůxčxx, spotřebitelské úvěry, &xxxxxx;xěxx x&xxxx;xxxxxxx zdravotní x&xxxxxx;čx, úvěry na xxxxxxx výstavbu, filmové &xxxxxx;xěxx, úvěry podnikům xxxxxxxx&xxxxxx;x&xxxxxx;x regulované výrobky x/xxxx služby, pronájem xxxxxxx&xxxxxx;, xxxxxx&xxxxxx;xxx x&xxxx;xxxxxxx&xxxxxx;xx xxxxx, xxňxx&xxxxxx; xxxxxx&xxxxxx;xxx, xxxxxxxxx&xxxxxx; úvěry, úvěrové xxxxxxxxx, &xxxxxx;xěxx na xxxxxxčx&xxxxxx; xxxxxxx a pohledávky x&xxxx;xxxxxxx&xxxxxx;xx xxxxx. |
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x) |
Cenné xxx&xxxxxx;xx xxxx&xxxxxx;xěx&xxxxxx; xxxxx&xxxxxx;xxxx xx xxxxxx&xxxxxx;. Xxxx kategorie xxxxx xxxxxxxx xxxx&xxxxxx; xxx&xxxxxx;xx xxxx&xxxxxx; xxxxxxčx&xxxxxx;xx &xxxxxx;xěxx na xxxxxx&xxxxxx; xxxx&xxxxxx; a druhé třídy x&xxxx;xxx&xxxxxx;x&xxxxxx; xxxxx&xxxxxx;xxx&xxxxxx; &xxxxxx;xěxx. |
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c) |
Cenné xxx&xxxxxx;xx zajištěné hypotékami xx xxxxxxx&xxxxxx; xxxxxxxxxxx. Xxxx xxxxxxxxx xxxxx xxxxxxxx &xxxxxx;xěxx na xxxxxxxxxxx xxx maloobchod xxxx na xxxxxxx&xxxxxx; xxxxxx&xxxxxx;řx, &xxxxxx;xěxx xxxxxxxx&xxxxxx;x, &xxxxxx;xěxx xx xxxx x&xxxx;xxčxxxxxxxxxx xxxžxxx, xx xxxxxxxxx&xxxxxx; zařízení, xxxxxxx&xxxxxx; &xxxxxx;xěxx, &xxxxxx;xěxx xx x&xxxxxx;xxřxxxxxxxx&xxxxxx; zařízení, xxůxxxxxx&xxxxxx; &xxxxxx;xěxx a vícegenerační nemovitosti. |
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x) |
Zajištěné xxxxxx&xxxxxx; xxxxxxxx. Xx x&xxxxxx;xx xxxxxxxxx xxxxx x&xxxxxx;xxž&xxxxxx; xxxx&xxxxxx;xěx&xxxxxx; &xxxxxx;xěxxx&xxxxxx; xxxxxxxx, xxxx&xxxxxx;xěx&xxxxxx; xxxxxxxxx, xxxxxxxxx&xxxxxx; xxxx&xxxxxx;xěx&xxxxxx; xxxxxx&xxxxxx; xxxxxxxx, xxxxxxxxx&xxxxxx; xxxx&xxxxxx;x xxxx&xxxxxx;xěx&xxxxxx;xx dluhových xxxxxxx&xxxxxx;, xxxx&xxxxxx;xěx&xxxxxx; xxxxxxxx fondů, xxxx&xxxxxx;xěx&xxxxxx; dluhové xxxxxxxx xxxx&xxxxxx;xx papírů xxxx&xxxxxx;xx xxxxxx a zajištěné xxxxxx&xxxxxx; xxxxxxxx zajištěných xxxxxx&xxxxxx;xx xxxxxxx&xxxxxx;. |
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x) |
Xxxxxčx&xxxxxx; xxx&xxxxxx;xx xxxx&xxxxxx;xěx&xxxxxx; xxxxxx. |
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x) |
Xxx&xxxxxx; xxxxxxxxxxxx&xxxxxx; xxxxxčx&xxxxxx; x&xxxxxx;xxxxxx, xxxx&xxxxxx; xxxxxx xxxxxxxx v předchozích xxxxxxxx&xxxxxx;xx xxxxx, xčxxxě xxxxxxxxxxxx&xxxxxx;xx xxxx&xxxxxx;xx dluhopisů, x&xxxxxx;xxxxxů xxxxxxxxxxxx&xxxxxx;xx xxxxxxxx&xxxxxx;x&xxxxxx;, xxxx&xxxxxx;xx xxx&xxxxxx;xů navázaných na xxxxxxx&xxxxxx; xxxxxxx x&xxxx;xxxxxčxxxx&xxxxxx; xxxxxxxx&xxxxxx;x&xxxxxx;xx x&xxxx;xxxxx&xxxxxx;xx. |
3.&xxxx;&xxxx;&xxxx;Xxxxxxx krytých xxxxxxxxů se xxxxxxx&xxxxxx; xx xxxx&xxxxxx; dluhopisy, xxxx&xxxxxx; xxxxxx xxxxxxxx x&xxxx;xxxxxxx xxxxxxxx&xxxxxx; xxxxx, xxxxx jde o ratingy xxxxxxxxxxxx&xxxxxx;xx financování xxxxxx&xxxxxx; x&xxxx;xxxxxxxx 2.
Čx&xxxxxx;xxx&xxxx;5
Xxxxxxx xřxxxx&xxxxxx;x&xxxxxx;x&xxxxxx; &xxxxxx;xxxů
1.&xxxx;&xxxx;&xxxx;Xxxxxxxx&xxxxxx; xxxxxxxx xřxxxxž&xxxxxx; xxxxxxx &xxxxxx;xxxů xx formátu XXX, xxxx&xxxxxx; xxxxxxxx xxx&xxxxxx;x XXXX, x&xxxx;xx xxxžxx&xxxxxx; xxxx&xxxxxx;xx xxxxxxx&xxxxxx;x&xxxxxx; xř&xxxxxx;xxx&xxxxxx;xx xxx&xxxxxx;xxx ESMA. Xxxxxxx xxxxč&xxxxxx; x&xxxx;xxxxxxx x&xxxx;xxxxxxxx xxxxxx&xxxxxx;xx xxx&xxxxxx;xxx XXXX.
2.&xxxx;&xxxx;&xxxx;Xxxxxxxx&xxxxxx; xxxxxxxx uchovávají xxxxxxx xxxxxx&xxxxxx; xxx&xxxxxx;xx XXXX a jím obdržené x&xxxx;xxxxxxxxxxx&xxxxxx; xxxxxě po xxxx alespoň xěxx xxx. Xxxx xxxxxxx xxx&xxxxxx; x&xxxxxx;x na ž&xxxxxx;xxxx xxx&xxxxxx;xx ESMA xxř&xxxxxx;xxxxxěxx.
3.&xxxx;&xxxx;&xxxx;Xxxxx xxxxxxxx&xxxxxx; agentura xxxxxxxxxxxx ve xxx&xxxxxx;xxx&xxxxxx;xx &xxxxxx;xxx&xxxxxx;xx xěxx&xxxxxx; xxxxx, xř&xxxxxx;xxx&xxxxxx;x&xxxxxx; údaje xxxxžx x&xxxx;xxxxxx&xxxxxx;.
4.&xxxx;&xxxx;&xxxx;X&xxxx;x&xxxxxx;xxx &xxxxxx;xxxx xxxxxxx xx&xxxxxx;xx xxxxxxxx&xxxxxx; xxxxxxxx xxx&xxxxxx;xx XXXX soubor xxxxxxx&xxxxxx;x&xxxxxx; pole xxxxxx&xxxxxx; x&xxxx;xxxxxxx 3 xř&xxxxxx;xxxx. Xx výmazu xůxxxx&xxxxxx;xx x&xxxxxx;xxxxů xx&xxxxxx;xx ratingová xxxxxxxx xxxxx xxxxx x&xxxxxx;xxxxů xxxxx&xxxxxx; xxxxxxx, xxxx&xxxxxx; obsahuje xxxx xxxxxx&xxxxxx; x&xxxx;xxxxxxx 1 xxxx xř&xxxxxx;xxxxě xxxxxxx 2.
Čx&xxxxxx;xxx&xxxx;6
Xxxxx x&xxxx;xxxxxxxx
Xxxx xxř&xxxxxx;xxx&xxxxxx; xxxxxxxx v platnost šest xěx&xxxxxx;xů po xxxx&xxxxxx;&xxxxxx;xx&xxxxxx; x&xxxx;&Xxxxxx;řxxx&xxxxxx;x věstníku Xxxxxxx&xxxxxx; xxxx.
Xxxx xxř&xxxxxx;xxx&xxxxxx; xx x&xxxxxx;xxxx&xxxxxx; v celém xxxxxxx x&xxxx;xř&xxxxxx;xx xxxžxxxxx&xxxxxx; xx x&xxxxxx;xxx členských xx&xxxxxx;xxxx.
X Xxxxxxx xxx 21. xřxxxx 2012.
Xx Xxxxxx
Xxx&xxxxxx; Xxxxxx XXXXXXX
předseda
(1)&xxxx;&xxxx;&Xxxxxx;ř. xěxx. X 302, 17.11.2009, x. 1.
(2)&xxxx;&xxxx;&Xxxxxx;ř. věst. X 177, 30.6.2006, x. 1.
(3)&xxxx;&xxxx;&Xxxxxx;ř. xěxx. L 331, 15.12.2010, x. 84.
XŘ&Xxxxxx;XXXX
Xxxxxxx 1: Kvalitativní údaje xřxxxx&xxxxxx;xxx&xxxxxx; poprvé x&xxxx;xřx x&xxxxxx;xxxxx&xxxxxx;xx aktualizacích
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Č. |
Xxxxčxx&xxxxxx; xxxx |
Xxxxx |
Xxxx |
Xxxxx | ||||
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Xxxxxxxx&xxxxxx; &xxxxxx;xxxx, xxxx&xxxxxx; xx xx xxxxxxx kvalitativních &xxxxxx;xxxů xxxxxxx&xxxxxx; xxxxx xxxxxx | ||||||||
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1 |
Xxxxxxx |
Xxxxx xxxx&xxxxxx;xx XXX (XXX), xxxx&xxxxxx; xxxx xxxžxxx xxx xxxxxřxx&xxxxxx; xxxxxxx. |
Xxxxxx&xxxxxx;. |
Xx&xxxxxx;x&xxxxxx; xx xřxxx&xxxxxx; č&xxxxxx;xxx verze. | ||||
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2 |
Xxxxxxxx date xxx xxxx |
Datum a čas xxxxxřxx&xxxxxx; souboru. Uvádí se x&xxxx;xxxxxxxxxxx&xxxxxx;x xxěxxx&xxxxxx;x čxxx (XXX). |
Xxxxxx&xxxxxx;. |
Xxxx&xxxxxx;x xxxxxx&xxxxxx; data x&xxxx;čxxx podle XXX 8601: XXXX-XX-XX (XX:XX:XX) | ||||
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3 |
XXX xxxxxx identifier |
Xxxx&xxxxxx;xxx xxxxxxě xxxž&xxxxxx;xxx&xxxxxx; x&xxxxxx;x x&xxxx;xxxxxxxxxxxx xxxxxxxx&xxxxxx; agentury. Uvádí xx xxxxxxxxxxčx&xxxxxx; kód xxxxxčxxxxx (XXX) xxxxxxxx&xxxxxx; xxxxxxxx, xxxx&xxxxxx; soubor xxx&xxxxxx;x&xxxxxx;. |
Xxxxxx&xxxxxx;. |
XXX 9362. | ||||
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&Xxxxxx;xxxx o společnosti, xxxx&xxxxxx; xx xř&xxxxxx;xxxxě xxxxxxx&xxxxxx; xx xxxxxxx xxxxxxxxxxx&xxxxxx;xx &xxxxxx;xxxů, kolikrát xx xx nezbytné | ||||||||
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4 |
XXX xxxx |
X&xxxxxx;xxx xxxxxxxx&xxxxxx; xxxxxxxx. Xxxxx&xxxxxx;x&xxxxxx; x&xxxxxx;xxx xxxxxxxx&xxxxxx; xxxxxxxx, xxxx&xxxxxx; byl xxx&xxxxxx;xxx xxx&xxxxxx;xx ESMA. X&xxxx;xř&xxxxxx;xxxě, žx jeden čxxx xřxxxx&xxxxxx;x&xxxxxx; xxx&xxxxxx;xx xx xxxxx xxxxxxx, xx&xxxxxx;x&xxxxxx; xx x&xxxxxx;xxx xxxxxxx ratingových xxxxxxx. |
Xxxxxx&xxxxxx; xxx počáteční xřxxxxžxx&xxxxxx; xxxx x&xxxx;xř&xxxxxx;xxxě xxěx. |
— | ||||
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5 |
Xxxxxx xxxxx xxxxxxxxxx |
Xxxxxxxxxx xxxxxxxxxxxx xxxxx&xxxxxx;xx&xxxxxx; ratingovou stupnici xxxxxxxx&xxxxxx; agentury. |
Xxxxxx&xxxxxx; xxx xxč&xxxxxx;xxčx&xxxxxx; xřxxxxžxx&xxxxxx; xxxx x&xxxx;xř&xxxxxx;xxxě xxěx. |
&xxxxx; | ||||
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6 |
Xxxxxx xxxxx xxxxxxxx date |
Xxxxx, od xxx začíná xxxxxxxx&xxxxxx; xxxxxxxx xxxxxx. |
Xxxxxx&xxxxxx;, pokud xx xřxxxx&xxxxxx;x&xxxxxx; &xxxxx;xxxxčxx&xxxxxx; xxxxxxxx&xxxxxx; xxxxxxxx&xxxxx;. |
Xxxx&xxxxxx;x xxxx xxxxx ISO 8601 (XXXX-XX-XX). | ||||
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7 |
Xxxx horizon |
Xxxxxxxx čxxxx&xxxxxx; xxxxxxxx, xxxx&xxxxxx; xx&xxxxxx;x&xxxxxx; xxxxxxxx&xxxxxx; xxxxxxxx. |
Xxxxxx&xxxxxx;, pokud xx xřxxxx&xxxxxx;x&xxxxxx; &xxxxx;xxxxčxx&xxxxxx; xxxxxxxx&xxxxxx; stupnice“. |
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8 |
Xxxxx xx xxx rating xxxxx |
Xxxxx xxxxx xxxxxxů xxxxxxx&xxxxxx;xx xx stupnici, xř&xxxxxx;xxxxě xčxxxě geografické xůxxxxxxxx. |
Povinné, xxxxx xx xřxxxx&xxxxxx;x&xxxxxx; &xxxxx;xxxxčxx&xxxxxx; xxxxxxxx&xxxxxx; stupnice“. |
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9 |
Rating category xxxxx |
Xxxxčxxx konkrétní ratingovou xxxxxxxxx xx xxxxxxxx&xxxxxx; xxxxxxxx. |
Xxxxxx&xxxxxx;, pokud se xřxxxx&xxxxxx;x&xxxxxx; „označení ratingové xxxxxxxx&xxxxx;. |
&xxxxx; | ||||
|
10 |
Xxxxxx category xxxxxxxxxxx |
Xxxxxxxx xxxxxxxx&xxxxxx; xxxxxxxxx na xxxxxxxx&xxxxxx; xxxxxxxx. |
Xxxxxx&xxxxxx;, xxxxx xx xřxxxx&xxxxxx;x&xxxxxx; &xxxxx;xxxxčxx&xxxxxx; xxxxxxxx&xxxxxx; xxxxxxxx&xxxxx;. |
&xxxxx; | ||||
|
11 |
Xxxxxx xxxxxxxx xxxxx |
Xxřxx&xxxxxx; xxxxxxxx&xxxxxx; xxxxxxxxx xx xxxxxxxx&xxxxxx; xxxxxxxx x&xxxx;xxxxxxx na xxxxxxxxx&xxxxxx; xxxxxě jako xxxxxxxxxxxx. |
Povinné, xxxxx xx xřxxxx&xxxxxx;x&xxxxxx; &xxxxx;xxxxčxx&xxxxxx; xxxxxxxx&xxxxxx; stupnice“. |
| ||||
|
12 |
Xxxxx xxxxx |
Xxxxčxxx xxxxx&xxxxxx;xx&xxxxxx; xxxxxň xx xxxxxxxx&xxxxxx; stupnici. Xxxxxě xxxxxxxě xxxxxxxx&xxxxxx; x&xxxx;xxxxxxxx&xxxxxx; kategorii. |
Xxxxxx&xxxxxx;, pokud xx stupeň xxxxžxx xx ratingové stupnici, x&xxxx;xxxx&xxxxxx; xx xřxxxx&xxxxxx;x&xxxxxx; &xxxxx;xxxxčxx&xxxxxx; xxxxxxxx&xxxxxx; stupnice“. |
&xxxxx; | ||||
|
13 |
Xxxxx xxxxxxxxxxx |
Xxxxxxxx stupně na xxxxxxxx&xxxxxx; stupnici. |
Povinné, xxxxx xx xxxxxň xxxxžxx xx ratingové xxxxxxxx, x&xxxx;xxxx&xxxxxx; se předkládá &xxxxx;xxxxčxx&xxxxxx; xxxxxxxx&xxxxxx; xxxxxxxx&xxxxx;. |
— | ||||
|
14 |
Notch xxxxx |
Xxřxx&xxxxxx; xxxxxě na xxxxxxxx&xxxxxx; stupnici. Xxxxxxx xxxxxě xx xxxxxxx xřxřxxxx&xxxxxx; ke xxžx&xxxxxx;xx xxxxxxx. |
Xxxxxx&xxxxxx;, xxxxx je xxxxxň xxxxžxx xx xxxxxxxx&xxxxxx; xxxxxxxx, x&xxxx;xxxx&xxxxxx; xx xřxxxx&xxxxxx;x&xxxxxx; &xxxxx;xxxxčxx&xxxxxx; xxxxxxxx&xxxxxx; xxxxxxxx&xxxxx;. |
Xxxxxxx xxxxxě xx xxx&xxxxxx; č&xxxxxx;xxx x&xxxx;xxxxx&xxxxxx;xx&xxxxxx; hodnotou 1 x&xxxx;xxxxx&xxxxxx;xx&xxxxxx; xxxxxxxx 99. Xxxxxxx musí x&xxxxxx;x xx xxxě xxxxx&xxxxxx;. | ||||
|
15 |
Xxxx xx Lead Xxxxxxxx Xxxxxxxx Xxxxxxxxxxx |
Xxxxxx xxxxxxxxxxčx&xxxxxx;xx x&xxxxxx;xů xxxxx&xxxxxx;xx analytiků xxxxxxxx&xxxxxx;xx xxxxxxxxxx agenturou. Xxxxxxx xx xxxxxxxxxx&xxxxxx; xxxxxxx&xxxxxx;x xxx&xxxxxx;xx xxxxx&xxxxxx;xx xxxxxxxxů. X&xxxxxx;xxxxx xx možné xx xxxxxxx xxxxxxxxx xxxxx x&xxxx;xř&xxxxxx;xxxě xxxxx. |
Xxxxxx&xxxxxx; xxx počáteční předložení &xxxxxx;xxxů xxxx x&xxxx;xř&xxxxxx;xxxě xxxxxxxxxx&xxxxxx;, xxxxx xxx x&xxxx;xxxxx&xxxxxx; xxxxxxxxx působící x&xxxx;Xxxxxxx&xxxxxx; unii. |
— Každý záznam xx xxxxxxx musí xxxxxxxxx xxxxxx&xxxxxx; xxxxxxxxxxčx&xxxxxx; x&xxxxxx;x x&xxxx;&xxxxxx;xxx&xxxxxx; jméno xxxxx&xxxxxx;xx xxxxxxxxx. Xxxxxx&xxxxxx; identifikační x&xxxxxx;x obsahuje xxxx&xxxxxx;&xxxxxx;x 40 xxxxxxxxxxxx&xxxxxx;xx znaků. | ||||
Tabulka 2:&xxxx;&xxxx;&xxxx;&Xxxxxx;xxxx, xxxx&xxxxxx; se xřxxxx&xxxxxx;xxx&xxxxxx; xxx&xxxxxx;xx XXXX
|
Č. |
Označení xxxx |
Xxxxx |
Xxxx |
Xxxxx | ||||||||||||||||
|
Xxxxxxxx&xxxxxx; &xxxxxx;xxxx, xxxx&xxxxxx; xx xx xxxxxxx &xxxxxx;xxxů xxxxxxx&xxxxxx; pouze xxxxxx | ||||||||||||||||||||
|
1 |
XXX xxxxxx identifier |
Systémem xxxxxxě xxxž&xxxxxx;xxx&xxxxxx; x&xxxxxx;x x&xxxx;xxxxxxxxxxxx xxxxxxxx&xxxxxx; xxxxxxxx. Xx&xxxxxx;x&xxxxxx; xx xxxxxxxxxxčx&xxxxxx; x&xxxxxx;x xxxxxčxxxxx (BIC) xxxxxxxx&xxxxxx; agentury, xxxx&xxxxxx; xxxxxx zasílá. |
Xxxxxx&xxxxxx;. |
ISO 9362. | ||||||||||||||||
|
2 |
Xxxxxxx |
Xxxxx xxxx&xxxxxx;xx XXX (XXX), xxxx&xxxxxx; xxxx xxxžxxx xxx xxxxxřxx&xxxxxx; xxxxxxx. |
Xxxxxx&xxxxxx;. |
Xx&xxxxxx;x&xxxxxx; xx xřxxx&xxxxxx; č&xxxxxx;xxx xxxxx. | ||||||||||||||||
|
3 |
Xxxxxxxx xxxx xxx xxxx |
Xxxxx a čas vytvoření xxxxxxx. Xx&xxxxxx;x&xxxxxx; xx v koordinovaném xxěxxx&xxxxxx;x čase (UTC). |
Povinné. |
Xxxx&xxxxxx;x xxxxxx&xxxxxx; xxxx x&xxxx;čxxx xxxxx XXX 8601: XXXX-XX-XX (XX:XX:XX) | ||||||||||||||||
|
4 |
Xxxxxxxxx xxxxx xxxx xxx time |
Xxxxx x&xxxx;čxx xxx&xxxxxx;xxx&xxxxxx; vykazovaného xxxxx&xxxxxx;. Xx&xxxxxx;x&xxxxxx; xx v koordinovaném xxěxxx&xxxxxx;x čase (XXX). |
Xxxxxx&xxxxxx;. |
Xxxx&xxxxxx;x xxxxxx&xxxxxx; xxxx x&xxxx;čxxx xxxxx XXX 8601: XXXX-XX-XX (HH:MM:SS) | ||||||||||||||||
|
5 |
Reporting end xxxx xxx time |
Xxxxx x&xxxx;čxx xxxxčxx&xxxxxx; vykazovaného xxxxx&xxxxxx;. Xx&xxxxxx;x&xxxxxx; xx v koordinovaném xxěxxx&xxxxxx;x čxxx (XXX). |
Povinné. |
Formát xxxxxx&xxxxxx; xxxx x&xxxx;čxxx xxxxx XXX 8601: XXXX-XX-XX (XX:XX:XX) | ||||||||||||||||
|
&Xxxxxx;xxxx o společnosti, xxxx&xxxxxx; xx případně xxxxxxx&xxxxxx; do souboru &xxxxxx;xxxů, xxxxxx&xxxxxx;x xx xxxřxxx | ||||||||||||||||||||
|
6 |
Xxxxxx xxxx |
Xxxxčxxx druh čxxxxxxx xxxxxxčxěx&xxxxxx; xxxxxxxxxx xxxxxxxxx xx vztahu xx xxxxx&xxxxxx;xx&xxxxxx;xx ratingu. |
Xxxxxx&xxxxxx;. |
| ||||||||||||||||
|
7 |
Xxxxxxx/Xxxxx |
Xxxxčxxx výhled/trend xřxxěxxx&xxxxxx; xxxxxxx xxxxxxxxxx xxxxxxxxx v souladu s jejím xxxxxxxxx&xxxxxx;x postupem. |
Xxxxxx&xxxxxx;. |
| ||||||||||||||||
|
8 |
Xxxxx/Xxxxxx |
Xxxxčxxx xxxxxx xxxxxx&xxxxxx;x&xxxxxx; xxxx xřxxxxxx xřxxěxxx&xxxxxx; xxxxxxx ratingovou xxxxxxxxx x&xxxx;xxxxxxx x&xxxx;xxx&xxxxxx;x xxxxxxxxx&xxxxxx;x xxxxxxxx. |
Xxxxxx&xxxxxx;. |
| ||||||||||||||||
|
9 |
Watch/review xxxxxxxxxxx |
Xxxxxxxxxxxx xůxxx xxxxxxx xxxxxx&xxxxxx;x&xxxxxx;/xřxxxxxx x&xxxx;xxxxxxx. |
Xxxxxx&xxxxxx;, pokud xx xxxxxx xxx&xxxxxx;x&xxxxxx; xxxx xxxxxxxxx x&xxxx;Xxxxxxx&xxxxxx; unii. Xxxžxxx xx pouze x&xxxx;xř&xxxxxx;xxxě, žx xxxxxx sledování/přezkumu xx xx&xxxxxx;&xxxxxx; xx &xxxxx;XXX&xxxxx;. |
| ||||||||||||||||
|
10 |
Xxxxxxxxxxx XXX xxxxxx xxxxxxxxxx |
Identifikační x&xxxxxx;x xxxxxčxxxxx (XXX) ratingové xxxxxxxx, která čxxxxxx xxxxxxxx. |
Xxxxxx&xxxxxx;. |
XXX 9362. | ||||||||||||||||
|
11 |
Rating xxxxxxxxxx |
Xxxxxxxxx&xxxxxx; xxxxčxx&xxxxxx; xxxxxxx. Xůxx&xxxxxx;x&xxxxxx; x&xxxx;čxxx nezměněno. |
Xxxxxx&xxxxxx;. |
&xxxxx; | ||||||||||||||||
|
12 |
Xxxxxx xxxxx |
Uvádí xxxxxxx xxxxxxx po xxxxxxxx&xxxxxx; čxxxxxxx. |
Xxxxxx&xxxxxx;. |
&xxxxx; | ||||||||||||||||
|
13 |
Previous xxxxxx xxxxx |
Xx&xxxxxx;x&xxxxxx; xxxxxxx xxxxxxx xřxx xxxxxxxx&xxxxxx;x čxxxxxxx. |
Xxxxxx&xxxxxx;, xxxxx se xxxx xxxxxxxxx&xxxxxx; čxxxxxxx liší xx &xxxxx;XX&xxxxx;. |
&xxxxx; | ||||||||||||||||
|
14 |
Rating xxxxx xxxxxxxxxx |
Xxxxxxxxxx xxxxxx&xxxxxx; rozsah xxxxxxx. |
Xxxxxx&xxxxxx;. |
&xxxxx; | ||||||||||||||||
|
15 |
Xxxxxxxx Lead Xxxxxxx Xxxxxxxxxx |
Xxxxxxxxxxčx&xxxxxx; x&xxxxxx;x xřxxěxxx&xxxxxx; xxxxxxxxxx xxxxxxxxx hlavnímu xxxxxxxxxxx xxxxxěxx&xxxxxx;xx xx xxxxxx. |
Xxxxxx&xxxxxx;, xxxxx xx xxxxxx xxx&xxxxxx;x&xxxxxx; x&xxxx;Xxxxxxx&xxxxxx; xxxx. |
Xxxxx&xxxxxx;xxě 40 xxxxxxxxxxxx&xxxxxx;xx xxxxů | ||||||||||||||||
|
16 |
Xxxxxxx xx xxx Xxxx Xxxxxxx |
Xxxxčxxx xxxx, xxx x&xxxxxx; hlavní xxxxxxxx odpovědný xx xxxxxx x&xxxxxx;xxx. |
Xxxxxx&xxxxxx;. |
XXX 3166. | ||||||||||||||||
|
17 |
Xxxxxxxxx/ Xxxxxxxxxxx |
Xxxxčxxx, zda je xxxxxx xxž&xxxxxx;xxx&xxxxxx;, čx xxxxž&xxxxxx;xxx&xxxxxx;. |
Xxxxxx&xxxxxx;. |
| ||||||||||||||||
|
18 |
Xxxxxx Type |
Xxxxčxxx xxxx xxxxxxx, xxx xx xxxxxx xx ratingové xxxxxxxx. |
Xxxxxx&xxxxxx;. |
| ||||||||||||||||
|
19 |
Xxxxxxx |
X&xxxxxx;x xxxě xxxxxxxx&xxxxxx;xx xxxxxxxx xxxx x&xxxxxx;xxxxxx. X&xxxx;xř&xxxxxx;xxxě xxxxxxů xxxx&xxxxxx;xxxx&xxxxxx;xx organizací xx xxxx x&xxxxxx;x xxxě uvede &xxxxx;XX&xxxxx;. X&xxxx;xř&xxxxxx;xxxě xxxxxxů xxx xxxxxxxxxxxx&xxxxxx; xxxxxčx&xxxxxx; x&xxxxxx;xxxxxx se xxxx xxxě uvede xxxxxxx xěx&xxxxxx;xxx podkladových xxxxx. Xxxxx není možné xxčxx domicil xěx&xxxxxx;xxx xxxxxxxxx&xxxxxx;xx xxxxx, x&xxxx;x&xxxxxx;xxxxx xx xxxxx „ZZ“. |
Povinné. |
XXX 3166-1. | ||||||||||||||||
|
20 |
Xxxxxxxx |
Xxxěxxxx&xxxxxx; xxxxxxx xxxxxxxx. |
Xxxxxx&xxxxxx;. Xxxžxxx xx xxxxx x&xxxx;xř&xxxxxx;xxxě, xxx xx xřxxxx&xxxxxx;x&xxxxxx; xxxx xxxxxxx xxxxčxx&xxxxxx; xxxx „C“. |
| ||||||||||||||||
|
21 |
Xxxxxx |
Xx&xxxxxx;x&xxxxxx; xxxxxxxxxxxx pro ratingy xx&xxxxxx;xx x&xxxx;xxřxxx&xxxxxx;xx xxxxxx&xxxxxx;. |
Xxxxxx&xxxxxx;. Xxxžxxx xx xxxxx x&xxxx;xř&xxxxxx;xxxě, xxx xx xřxxxx&xxxxxx;x&xxxxxx; xxxxxx xxxxčxx&xxxxxx; xxxx &xxxxx;X&xxxxx;. |
| ||||||||||||||||
|
22 |
Xxxxx xxxxx |
Xxxxxxxx hlavní xxxxxxxxx xxxxx pro xxxxxxx xxxxxxxxxxxx&xxxxxx;xx xxxxxxxx&xxxxxx;x&xxxxxx;. |
Xxxxxx&xxxxxx;. Xxxžxxx xx xxxxx x&xxxx;xř&xxxxxx;xxxě, xxx xx xřxxxx&xxxxxx;x&xxxxxx; xxxxxx xxxxčxx&xxxxxx; xxxx &xxxxx;X&xxxxx;. |
| ||||||||||||||||
|
23 |
Time xxxxxxx |
Stanoví čxxxx&xxxxxx; xxxxxxxx ratingu, xxxx&xxxxxx; xx&xxxxxx;x&xxxxxx; xxxxxxxx&xxxxxx; xxxxxxxx. |
Xxxxxx&xxxxxx;. |
| ||||||||||||||||
|
24 |
Xxxxxxxxx |
Označuje senioritu xxxxxxxxx xxxxx xxxxxxxx&xxxxxx;xx xxxxxxxx xxxx nástroje. |
Xxxxxx&xxxxxx;. Xxxžxxx xx xxxxx x&xxxx;xř&xxxxxx;xxxě, xxx xx xřxxxx&xxxxxx;x&xxxxxx; xxxxxx xxxxčxx&xxxxxx; xxxx &xxxxx;X&xxxxx; xxxx &xxxxx;X&xxxxx;. |
| ||||||||||||||||
|
25 |
Xxxxxxxx |
Xxxxčxxx, zda xx rating xxx&xxxxxx;xřxx xx xxxxxx x&xxxx;xxx&xxxxxx;x&xxxxxx; xxxx zahraniční xěxě. |
Xxxxxx&xxxxxx;. Xxxžxxxxx&xxxxxx; xxxxx xxx xxxxxxx xxxxxxxx. |
| ||||||||||||||||
|
26 |
Xxxxxx xxxxxxxx xxxx xxx time |
Xxxxx x&xxxx;xxxx xxxxxxxxx čxxxxxxx. Xxx&xxxxxx; xx xxxxxxxx x&xxxx;xxxxxxxxxxx&xxxxxx;x xxěxxx&xxxxxx;x časem (XXX) xxxřxxxěx&xxxxxx; čxxxxxxx nebo xxxxěxxx&xxxxxx; xxx&xxxxxx;x&xxxxxx;x. |
Xxxxxx&xxxxxx;. |
Xxxx&xxxxxx;x uvedení xxxx x&xxxx;čxxx xxxxx XXX 8601: XXXX-XX-XX (XX:XX:XX) | ||||||||||||||||
|
27 |
Xxxxxx xxxxxxxxxxxxx xxxx xxx xxxx |
Datum x&xxxx;čxx xxěxxx&xxxxxx; čxxxxxxx xxxxxxxx&xxxxxx;xx xxxxxxxx. Xx&xxxxxx;x&xxxxxx; xx x&xxxx;xxxxxxxxxxx&xxxxxx;x xxěxxx&xxxxxx;x čxxx (XXX). |
Povinné, xxxxx xxxxx xx xxxxxx xxx&xxxxxx;x&xxxxxx; x&xxxx;Xxxxxxx&xxxxxx; xxxx. Xxxžxxx se pouze xxxxx, pokud xx čxxxxxx xxěxxxx hodnocenému xxxxxxxx. |
Xxxx&xxxxxx;x xxxxxx&xxxxxx; xxxx x&xxxx;čxxx xxxxx ISO 8601: RRRR-MM-DD (XX:XX:XX) | ||||||||||||||||
|
28 |
Xxxxxx xxxxxxxx xxxx |
Xx&xxxxxx;x&xxxxxx; xxxxx, xxx xx x&xxxx;čxxxxxxx xxxxxxxxxx. Xx&xxxxxx;x&xxxxxx; xx xxxxx xřxxxěžx&xxxxxx;xx xxxx&xxxxxx;xxx&xxxxxx; čxxxxxxx (xxxxxxxx&xxxxxx;x výborem), pokud xx xxxxxxxx&xxxxxx;xx subjektu xxěxxxx xřxx xxxxčx&xxxxxx;x xxxx&xxxxxx;xxx&xxxxxx;x. |
Xxxxxx&xxxxxx;, xxxxx xxxxx xx xxxxxx xxx&xxxxxx;x&xxxxxx; x&xxxx;Xxxxxxx&xxxxxx; xxxx. |
Formát xxxx xxxxx XXX 8601: (XXXX-XX-XX). | ||||||||||||||||
|
29 |
XXXX value |
XXXX xxxxxxxx&xxxxxx;xx x&xxxxxx;xxxxxx. Xůxx&xxxxxx;x&xxxxxx; x&xxxx;čxxx xxxxěxěxx. |
Xxxxxx&xxxxxx;, xxxxx xx xxxxxxxx&xxxxxx;xx x&xxxxxx;xxxxxx xřxxěxxxx xxxxx&xxxxxx;xxxx&xxxxxx; identifikační číslo xxxx&xxxxxx;xx xxx&xxxxxx;xů (XXXX). Xxxžxxx xx xxxxx na xxxxxxx týkající xx x&xxxxxx;xxxxxů. |
X&xxxxxx;x ISO 6166. | ||||||||||||||||
|
30 |
Internal Xxxxxxxxxx Identifier |
Xxxxxxxxx&xxxxxx; kód xřxxěxxx&xxxxxx; ratingovou xxxxxxxxx x&xxxx;xxxxčxx&xxxxxx; xxxxxxxx&xxxxxx;xx x&xxxxxx;xxxxxx. Xůxx&xxxxxx;x&xxxxxx; x&xxxx;čxxx xxxxěxěx. |
Xxxxxx&xxxxxx;. Xxxžxxx xx xxxxx xx xxxxxxx x&xxxxxx;xxx&xxxxxx;x&xxxxxx; se x&xxxxxx;xxxxxů. |
Xxxx&xxxxxx;&xxxxxx;x 40 xxxxxxxxxxxx&xxxxxx;xx xxxxů | ||||||||||||||||
|
31 |
Xxxxxx XXX xxxx |
X&xxxxxx;x XXX xxxxxxxx. |
Xxxxxx&xxxxxx;, xxxxx x&xxxxxx; xxxxxxxx&xxxxxx; xxxxxxxx x&xxxx;xxxxxxxxx specifický xxxxxxxxxxčx&xxxxxx; x&xxxxxx;x společnosti (BIC). |
Kód XXX 9362. | ||||||||||||||||
|
32 |
Xxxxxxxx Issuer Xxxxxxxxxx |
Xxxxxxxxx&xxxxxx; x&xxxxxx;x xřxxěxxx&xxxxxx; xxxxxxxxxx xxxxxxxxxx xxxxxxxxx. |
Xxxxxx&xxxxxx;. |
Xxxx&xxxxxx;&xxxxxx;x 40 alfanumerických znaků | ||||||||||||||||
|
33 |
Xxxxxx&xxxxx;x Xxxx |
Xxxxxxxx vhodný srozumitelný xxxxx xx xx&xxxxxx;xx&xxxxxx; x&xxxxxx;xxx xxxxxxxx (xxxx xxxxřxx&xxxxxx; xxxxxčxxxxx xxxxxxxx). |
Povinné. |
Xxxxx&xxxxxx;xxě 40 xxxxů | ||||||||||||||||
|
34 |
Xxxxxxxxxx XXX Xxxx |
X&xxxxxx;x BIC xůxxxxx. |
Xxxxxx&xxxxxx;, xxxxx xxxxxxxx&xxxxxx; agentura x&xxxxxx; x&xxxx;xxxxxxxxx specifický xxxxxxxxxxčx&xxxxxx; kód společnosti (XXX) xůxxxxx. Xxxžxxx xx xxxxx v případě, xxx xx xřxxxx&xxxxxx;x&xxxxxx; xxxxxx xxxxčxx&xxxxxx; jako &xxxxx;X&xxxxx;. |
X&xxxxxx;x XXX 9362. | ||||||||||||||||
|
35 |
Xxxxxxxxxx Xxxxxxxx Xxxxxxxxxx |
Xxxxxxxxx&xxxxxx; x&xxxxxx;x xřxxěxxx&xxxxxx; xůxxxxx ratingovou xxxxxxxxx. X&xxxx;xř&xxxxxx;xxxě x&xxxxxx;xxx&xxxxxx;xx xůxxxxů je xřxxx xx&xxxxxx;xx &xxxxx;XXXXXXXX&xxxxx;. |
Xxxxxx&xxxxxx;. Xxxžxxx xx xxxxx v případě, xxx se předkládá xxxxxx xxxxčxx&xxxxxx; xxxx &xxxxx;X&xxxxx;. |
Xxxx&xxxxxx;&xxxxxx;x 40 alfanumerických xxxxů | ||||||||||||||||
|
36 |
Xxxxxxxxxx&xxxxx;x Xxxx |
Obsahuje xxxxx&xxxxxx; xxxxxxxxxxx&xxxxxx; odkaz xx xx&xxxxxx;xx&xxxxxx; x&xxxxxx;xxx xůxxxxx (xxxx mateřské xxxxxčxxxxx xxxxxxxx). X&xxxx;xř&xxxxxx;xxxě x&xxxxxx;xxx&xxxxxx;xx xůxxxxů xx xřxxx xx&xxxxxx;xx &xxxxx;XXXXXXXX&xxxxx;. |
Xxxxxx&xxxxxx;. Xxxžxxx xx xxxxx x&xxxx;xř&xxxxxx;xxxě, xxx xx xřxxxx&xxxxxx;x&xxxxxx; rating xxxxčxx&xxxxxx; xxxx &xxxxx;X&xxxxx;. |
Xxxxx&xxxxxx;xxě 40 xxxxů | ||||||||||||||||
|
37 |
Xxxxxxxxxx reason |
Odůvodnění x&xxxx;xř&xxxxxx;xxxě, žx xxx&xxxxxx;xxxxx čxxxxxx&xxxxxx; xx &xxxxx;xxxxx&xxxxxx;x&xxxxxx;&xxxxx;. |
Xxxxxx&xxxxxx; x&xxxx;xř&xxxxxx;xxxě xxx&xxxxxx;xxx&xxxxxx; čxxxxxxx &xxxxx;XX&xxxxx;. |
| ||||||||||||||||
Xxxxxxx 3: Seznam xxx&xxxxxx; xxx x&xxxxxx;xxx &xxxxxx;xxxů
|
Č. |
Označení xxxx |
Xxxxx |
Xxxx |
Xxxxx | ||||||||||||||||
|
Xxxxxxxx&xxxxxx; &xxxxxx;xxxx, xxxx&xxxxxx; xx do xxxxxxx x&xxxx;x&xxxxxx;xxxx zahrnou vždy xxxxx xxxxxx | ||||||||||||||||||||
|
1 |
CRA unique xxxxxxxxxx |
Xxxx&xxxxxx;xxx xxxxxxě xxxž&xxxxxx;xxx&xxxxxx; x&xxxxxx;x x&xxxx;xxxxxxxxxxxx xxxxxxxx&xxxxxx; xxxxxxxx. Xx&xxxxxx;x&xxxxxx; xx xxxxxxxxxxčx&xxxxxx; x&xxxxxx;x společnosti (XXX) xxxxxxxx&xxxxxx; xxxxxxxx, xxxx&xxxxxx; soubor zasílá. |
Xxxxxx&xxxxxx;. |
ISO 9362. | ||||||||||||||||
|
2 |
Xxxxxxx |
Xxxxx xxxx&xxxxxx;xx XML (XXX), xxxx&xxxxxx; xxxx xxxžxxx xxx xxxxxřxx&xxxxxx; xxxxxxx. |
Xxxxxx&xxxxxx;. |
Xx&xxxxxx;x&xxxxxx; se xřxxx&xxxxxx; č&xxxxxx;xxx verze. | ||||||||||||||||
|
3 |
Xxxxxxxxxxxx xxxx xxx xxxx |
Datum x&xxxx;čxx x&xxxxxx;xxxx. Xx&xxxxxx;x&xxxxxx; xx x&xxxx;xxxxxxxxxxx&xxxxxx;x xxěxxx&xxxxxx;x čase (UTC). |
Povinné. |
Formát xxxxxx&xxxxxx; data x&xxxx;čxxx xxxxx XXX 8601: XXXX-XX-XX (XX:XX:XX) | ||||||||||||||||
|
&Xxxxxx;xxxx x&xxxx;xxxxxčxxxxx, xxxx&xxxxxx; xx zahrnují xx xxxxxxx x&xxxx;x&xxxxxx;xxxx, xxxxxx&xxxxxx;x xx potřeba | ||||||||||||||||||||
|
4 |
Xxxxxx xxxxx xxxxxxxxxx |
Specificky xxxxxxxxxxxx xxxxx&xxxxxx;xx&xxxxxx; xxxxxxxxxx xxxxxxxx xxxxxxxx&xxxxxx; agentury. |
Povinné. Xxxžxxx xx xxxxx xxxxx, xxxxx x&xxxxxx;xxxx, který x&xxxxxx; x&xxxxxx;x vymazán, souvisí x&xxxx;xxxxxxxxxx xxxxxxx&xxxxxx; xxxxxxxxxxx xxxx xxxč&xxxxxx;xx kvalitativních &xxxxxx;xxxů uvedených v tabulce 1. |
&xxxxx; | ||||||||||||||||
|
5 |
Xxxxxx xxxx |
Xxxxčxxx xxxx čxxxxxxx uskutečněné xxxxxxxxxx xxxxxxxxx xx vztahu xx xxxxx&xxxxxx;xx&xxxxxx;xx ratingu. |
Xxxxxx&xxxxxx;. Použije xx xxxxx xxxxx, xxxxx x&xxxxxx;xxxx, xxxx&xxxxxx; x&xxxxxx; x&xxxxxx;x xxxxx&xxxxxx;x, xxxxxx&xxxxxx; x&xxxx;čxxxxxx&xxxxxx; xxxxxxxxxxx x&xxxx;x&xxxxxx;xxx &xxxxxx;xxxů xxxxxx&xxxxxx;xx x&xxxx;xxxxxxx č.&xxxx;2. |
| ||||||||||||||||
|
6 |
Xxxxxx xxxxxxxx date xxx xxxx |
Xxxxx x&xxxx;xxxx xxxxxxxxx činnosti. |
Xxxxxx&xxxxxx;. Použije xx xxxxx tehdy, xxxxx x&xxxxxx;xxxx, který x&xxxxxx; x&xxxxxx;x vymazán, souvisí x&xxxx;čxxxxxx&xxxxxx; vykazovanou x&xxxx;x&xxxxxx;xxx &xxxxxx;xxxů uvedených x&xxxx;xxxxxxx č.&xxxx;2. |
Xxxx&xxxxxx;x xxxxxx&xxxxxx; xxxx x&xxxx;čxxx podle XXX 8601: XXXX-XX-XX (HH:MM:SS) | ||||||||||||||||
|
7 |
Rating xxxxxxxxxx |
Xxxxxxxxx&xxxxxx; xxxxčxx&xxxxxx; xxxxxxx xřxxěxxx&xxxxxx; ratingovou xxxxxxxxx |
Xxxxxx&xxxxxx;. Xxxžxxx xx xxxxx xxxxx, xxxxx záznam, který x&xxxxxx; x&xxxxxx;x vymazán, xxxxxx&xxxxxx; x&xxxx;čxxxxxx&xxxxxx; xxxxxxxxxxx x&xxxx;x&xxxxxx;xxx &xxxxxx;xxxů xxxxxx&xxxxxx;xx x&xxxx;xxxxxxx č.&xxxx;2. |
&xxxxx; | ||||||||||||||||
|
8 |
Xxxxxx xxx xxxxxxxxxxxx |
Xůxxx, xxxč xxx x&xxxxxx;xxxx xxxxx&xxxxxx;x. |
Povinné. |
— | ||||||||||||||||