XXXX&Xxxxxx;XĚX&Xxxxxx; XXŘ&Xxxxxx;XXX&Xxxxxx; XXXXXX (XX) 2016/1212
xx xxx 25. čxxxxxxx 2016,
xxxx&xxxxxx;x xx xxxxxx&xxxxxx; xxxx&xxxxxx;xěx&xxxxxx; xxxxxxxx&xxxxxx; xxxxxxxxx x&xxxx;xxxxxxx xx standardní postupy x&xxxx;xxxxxx&xxxxxx;řx pro xxx&xxxxxx;x&xxxxxx;x&xxxxxx; xxxxxxxx&xxxxxx; x&xxxx;xxxxxxx xx xxěxxxx&xxxxxx; Xxxxxxx&xxxxxx;xx xxxxxxxxxx x&xxxx;Xxxx 2009/65/ES
(Text x x&xxxxxx;xxxxxx xxx XXX)
XXXXXXX&Xxxxxx; XXXXXX,
x&xxxx;xxxxxxx xx Smlouvu x&xxxx;xxxxxx&xxxxxx;x&xxxxxx; Xxxxxxx&xxxxxx; xxxx,
s ohledem xx xxěxxxxx Xxxxxxx&xxxxxx;xx xxxxxxxxxx a Rady 2009/65/XX xx xxx 13. čxxxxxxx 2009 x&xxxx;xxxxxxxxxx xx&xxxxxx;xx&xxxxxx;xx a správních předpisů x&xxxxxx;xxx&xxxxxx;x&xxxxxx;xx xx subjektů xxxxxxxxx&xxxxxx;xx xxxxxxxx&xxxxxx;x&xxxxxx; do xřxxxxxxxxx&xxxxxx;xx cenných xxx&xxxxxx;xů (XXXXXX) (1), x&xxxx;xxxx&xxxxxx;xx xx čx.&xxxx;99x odst. 3 xxxxxx&xxxxxx; xxěxxxxx,
xxxxxxxx k těmto důvodům:
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(1) |
Xx xxxxx&xxxxxx; xxxxxxxx xxxxxčx&xxxxxx; xxxxxxx a formuláře, které xř&xxxxxx;xxx&xxxxxx;x&xxxxxx; xxx&xxxxxx;xx používají x&xxxx;xxxx, xxx Evropskému xxx&xxxxxx;xx xxx cenné xxx&xxxxxx;xx x&xxxx;xxxx (XXXX) xxx&xxxxxx;xxxx informace, které xx x&xxxxxx;xxx&xxxxxx; sankcí x&xxxx;xxxxřxx&xxxxxx;, xxž xxxx xxx&xxxxxx;xx xxx&xxxxxx;xxx&xxxxxx;, xxxxx čx&xxxxxx;xxx&xxxx;99x xxěxxxxx 2009/65/ES. |
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(2) |
Xxx xxxx orgán XXXX xxx&xxxxxx;xxě xxxxxxxxxxxxx a evidovat xxxxxxxxx x&xxxx;xxxxx&xxxxxx;xx x&xxxx;xxxxřxx&xxxxxx;xx xxxžxx&xxxxxx;xx x&xxxx;xxxxxxx x&xxxx;čx&xxxxxx;xxxx&xxxx;99 xxěxxxxx 2009/65/ES, xx xxxxx&xxxxxx; vyžadovat, xxx xx xř&xxxxxx;xxx&xxxxxx;x&xxxxxx; xxx&xxxxxx;xx xxxxxxxx xxxxxxx&xxxxxx; a harmonizované xxxxxxxxx x&xxxx;xxx&xxxxxx;xxx&xxxxxx;xx xxxxx&xxxxxx;xx x&xxxx;xxxxřxx&xxxxxx;xx. |
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(3) |
Xx xxxxxxx&xxxxxx;, aby xx xxxxxxxx xxžx&xxxxxx; xxxx&xxxxxx; xxxxxxxx &xxxxxx;xxxů x&xxxx;xxxxxxxx&xxxxxx;x xxxxxxxxčx&xxxxxx;x xxxxxxxxůx xxůxxxxx&xxxxxx;x xxxxxčxxxx&xxxxxx;, žx &xxxxxx;xxxx jsou x&xxxx;x&xxxxxx;xxx xxxxxxx čxxxxx&xxxxxx;xx xx&xxxxxx;xx xxxxxxx&xxxxxx;xx xěxxxxxx xxx&xxxxxx;xx. Xxx&xxxxxx;čxxxěx&xxxxxx;&xxxxxx;x x&xxxx;xxxx&xxxxxx;xě xxxxxx&xxxxxx;x&xxxxxx;x xxůxxxxx xxxxxx&xxxxxx;x&xxxxxx;x takový x&xxxxxx;x je určení xxxxxxx xxxxxxxx&xxxxxx;xx x&xxxxxx;xxx xxx účely orgánu XXXX x&xxxx;xxžx&xxxxxx;x čxxxxx&xxxxxx;x xx&xxxxxx;xě. |
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(4) |
X&xxxx;x&xxxxxx;xxx zahrnout xx x&xxxxxx;xxčx&xxxxxx; zprávy xxxxxxxxx&xxxxxx; xxxxxxxxx x&xxxxxx;xxx&xxxxxx;x&xxxxxx; xx xxxxx&xxxxxx; a opatření, xxž xxx&xxxxxx;x ESMA xxxřxxx&xxxxxx; x&xxxx;xxxxxxx x&xxxx;čx.&xxxx;99x xxxx.&xxxx;1 xxěxxxxx 2009/65/ES, by xř&xxxxxx;xxx&xxxxxx;x&xxxxxx; orgány xěxx xxxxxxxxx xxxxxxxxx xx xxx&xxxxxx;&xxxxxx;xx&xxxxxx;xx formulářích, v nichž xxxxě xxxxxx, xxxx&xxxxxx; čx&xxxxxx;xxx směrnice 2009/65/XX xxxx xxxx&xxxxxx;xxx. |
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(5) |
Xřx xxxxxxx&xxxxxx;x&xxxxxx; xxx&xxxxxx;xx&xxxxxx;xx xxxxx&xxxxxx; x&xxxx;xxxxřxx&xxxxxx; xxxřxxxěx&xxxxxx;xx x&xxxx;xxxxxxx x&xxxx;čx.&xxxx;99x xxxx.&xxxx;2 xxěxxxxx 2009/65/ES xx xěxx x&xxxxxx;x xxxxxx x&xxxx;xxxxřxx&xxxxxx; xxxxxxx xxxxě x&xxxx;xxxxxxxě. Je xxxxx xxxxx&xxxxxx; xxxxxxxx xxxxxx&xxxxxx;ř, který xř&xxxxxx;xxx&xxxxxx;x&xxxxxx; xxx&xxxxxx;xx xxx xxxxx &xxxxxx;čxx xxxžxx&xxxxxx;. |
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(6) |
Xxxx xxř&xxxxxx;xxx&xxxxxx; xx xxxxžxxx xx xřxxxxxx prováděcích xxxxxxxx&xxxxxx;xx xxxxx xřxxxxžxx&xxxxxx;xx Xxxxxx xxx&xxxxxx;xxx XXXX. |
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(7) |
V souvislosti x&xxxx;xřxxxxxxx xxxx&xxxxxx;xěx&xxxxxx;xx xxxxxxxx&xxxxxx;xx xxxxx, x&xxxx;xxxx&xxxxxx;xx toto xxř&xxxxxx;xxx&xxxxxx; xxxx&xxxxxx;x&xxxxxx;, xxx&xxxxxx;x XXXX xxxxxx xxxxřxx&xxxxxx; xxřxxx&xxxxxx; xxxxxxxxxx, xxx neprovedl xxxx&xxxxxx;xx xxxxxxx&xxxxxx;xx&xxxxxx;xx souvisejících x&xxxxxx;xxxxů x&xxxx;xř&xxxxxx;xxxů xxxxxxx&xxxxxx;xx xx xxxxxxx&xxxxxx; xxxxxxxxx&xxxxxx;xx xxxxxx&xxxxxx;řů x&xxxx;xxxxxxů xxx xř&xxxxxx;xxx&xxxxxx;x&xxxxxx; orgány, neboť xx xx xxxx xxxřxxěřxx&xxxxxx; xxxxxxxx x&xxxx;xxxxxxx x&xxxx;xxxxxx xxxxxx&xxxxxx;xx xxxxx, xxxxx-xx xx v úvahu, žx prováděcí xxxxxxxx&xxxxxx; xxxxx by xxxx xxčxxx pouze xř&xxxxxx;xxx&xxxxxx;x&xxxxxx;x xxxxxxxx&xxxxxx;xx&xxxxxx;x xxx&xxxxxx;xůx členských xx&xxxxxx;xů, a nikoli &xxxxxx;čxxxx&xxxxxx;xůx xxxx. Xxx&xxxxxx;x XXXX xx xxž&xxxxxx;xxx xxxxxxxxxx xxxxxxx xxxxxxxů působících x&xxxx;xxxxxxx xxxx&xxxxxx;xx xxx&xxxxxx;xů x&xxxx;xxxů xř&xxxxxx;xxx&xxxxxx; v souladu x&xxxx;čx&xxxxxx;xxxx&xxxx;37 xxř&xxxxxx;xxx&xxxxxx; Xxxxxxx&xxxxxx;xx xxxxxxxxxx x&xxxx;Xxxx (XX) č.&xxxx;1095/2010 (2), |
XŘXXXXX XXXX NAŘÍZENÍ:
Čx&xxxxxx;xxx&xxxx;1
Xxxxxxxx&xxxxxx; x&xxxxxx;xxx
1. Pro každý čxxxxx&xxxxxx; xx&xxxxxx;x určí xř&xxxxxx;xxx&xxxxxx;x&xxxxxx; orgány xxxxx xxxxxxxx&xxxxxx; místo xxx xxx&xxxxxx;x&xxxxxx;x&xxxxxx; xxxxxxxx&xxxxxx; xxxxxx&xxxxxx;xx x&xxxx;čx&xxxxxx;xx&xxxxxx;xx 2 a 3 x&xxxx;xxx xxxxxxxxxx xxxxxxě xx&xxxxxx;xxx&xxxxxx;xx xx&xxxxxx;xxx x&xxxxxx;xxx&xxxxxx;x&xxxxxx;xx xx xxx&xxxxxx;x&xxxxxx;x&xxxxxx; xěxxxx xxxxxxxx&xxxxxx;.
2.&xxxx;&xxxx;&xxxx;Xř&xxxxxx;xxx&xxxxxx;x&xxxxxx; orgány oznámí Xxxxxxx&xxxxxx;xx xxx&xxxxxx;xx xxx xxxx&xxxxxx; papíry x&xxxx;xxxx (XXXX) xxxxxxxx&xxxxxx; místo xxxxxx&xxxxxx; v xxxxxxxx&xxxx;1.
3.&xxxx;&xxxx;&xxxx;Xxx&xxxxxx;x XXXX určí xxxxxxxx&xxxxxx; x&xxxxxx;xxx xxx xřxx&xxxxxx;x&xxxxxx;x&xxxxxx; xxxxxxxx&xxxxxx; xxxxxx&xxxxxx;xx x&xxxx;čx&xxxxxx;xxx&xxxx;2 x&xxxx;xxx xxxxxxxxxx ohledně xx&xxxxxx;xxx&xxxxxx;xx xx&xxxxxx;xxx týkajících xx xřxx&xxxxxx;x&xxxxxx;x&xxxxxx; xxxxxxxx&xxxxxx; xxxxxx&xxxxxx;xx x&xxxx;čx&xxxxxx;xx&xxxxxx;xx 2 x&xxxx;3.
4.&xxxx;&xxxx;&xxxx;Xxx&xxxxxx;x XXXX zveřejní xxxxxxxx&xxxxxx; místo xxxxxx&xxxxxx; x&xxxx;xxxxxxxx 3 xx xx&xxxxxx; xxxxxxxxxx&xxxxxx; xxx&xxxxxx;xxx.
Čx&xxxxxx;xxx&xxxx;2
Xxžxxxxčx&xxxxxx; podávání xxxxxxx&xxxxxx;xx xxxxxxxx&xxxxxx;
Xř&xxxxxx;xxx&xxxxxx;x&xxxxxx; orgány poskytnou xxx&xxxxxx;xx XXXX xxxxxxxxx xxxxxx&xxxxxx; x&xxxx;čx.&xxxx;99x xxxx.&xxxx;1 xxěxxxxx 2009/65/XX, x&xxxx;xx xxxxxěx&xxxxxx;x xxxxxx&xxxxxx;řx stanoveného x&xxxx;xř&xxxxxx;xxxx X&xxxx;xxxxxx xxř&xxxxxx;xxx&xxxxxx;.
Xxxx xxxxxxxxx xx x&xxxxxx;xxx&xxxxxx; x&xxxxxx;xxx xxxxx&xxxxxx; x&xxxx;xxxxřxx&xxxxxx; xxxžxx&xxxxxx;xx x&xxxx;xřxxxxxx&xxxxxx;x xxxxxx&xxxxxx;řx&xxxxxx;x xxxx.
Xxxxxx&xxxxxx;ř xx xxxxňxxx xxxxxxxxxxxx x&xxxx;xxx&xxxxxx;xx ESMA xx xxx&xxxxxx;x&xxxxxx; e-mailem xxxxxřxxxxxxx&xxxxxx;x kontaktního x&xxxxxx;xxx xxxxxx&xxxxxx;xx x&xxxx;čx.&xxxx;1 xxxx.&xxxx;3 xxxxxxxěxx xx 31.&xxxx;xřxxxx xxžx&xxxxxx;xx xxxx.
Čx&xxxxxx;xxx&xxxx;3
Xxxxxxx a formuláře pro xxxxxxx&xxxxxx;x&xxxxxx; xxxxxxxx&xxxxxx;
1. Příslušné xxx&xxxxxx;xx xxx&xxxxxx;x&xxxxxx; xxx&xxxxxx;xx XXXX xxx&xxxxxx;xx&xxxxxx; sankce x&xxxx;xxxxřxx&xxxxxx; xxxxxx&xxxxxx; x&xxxx;čx.&xxxx;99x xxxx.&xxxx;2 xxěxxxxx 2009/65/ES za xxxžxx&xxxxxx; xx&xxxxxx;xxx&xxxxxx;x&xxxxxx;xx xxxxxxx&xxxxxx; xxxx&xxxxxx;xx xxxxxxxčx&xxxxxx;xx xxxxxxxxxx&xxxxxx; x&xxxx;xxxxxxxx&xxxxxx;x&xxxxxx; xxxxx&xxxxxx;xx, xxxx&xxxxxx; xxx&xxxxxx;x XXXX zřídil xx &xxxxxx;čxxxx xřxx&xxxxxx;x&xxxxxx;x&xxxxxx;, xxxxx&xxxxxx;x&xxxxxx;x&xxxxxx; x&xxxx;xxxřxxňxx&xxxxxx;x&xxxxxx; informací x&xxxx;xxxxxx&xxxxxx;xx xxx&xxxxxx;xx&xxxxxx;xx xxxxx&xxxxxx;xx x&xxxx;xxxxřxx&xxxxxx;xx v souladu s článkem 99e xxěxxxxx 2009/65/ES.
2. Správní xxxxxx x&xxxx;xxxxřxx&xxxxxx; se xxx&xxxxxx;xx XXXX xřxxxxž&xxxxxx; xxxxxx xxx&xxxxxx;xx ve xxxx&xxxxxx;xx xxxxxxxx&xxxxxx;x x&xxxx;xř&xxxxxx;xxxx II.
Čx&xxxxxx;xxx&xxxx;4
Xxxxxxxxěx&xxxxxx; x&xxxx;xxxxxxxxxxx xxx&xxxxxx;x
1. Pokud xx xř&xxxxxx;xxx&xxxxxx;x&xxxxxx; xxx&xxxxxx;x xřxxx zneplatnit xxx&xxxxxx;xx, xxxxxx již xxx&xxxxxx;xx XXXX x&xxxx;xxxxxxx x&xxxx;čx&xxxxxx;xxxx&xxxx;3 xřxxxxžxx, xxx&xxxxxx;&xxxxxx; xxxx xxx&xxxxxx;xx x&xxxx;xx&xxxxxx;xx xxx&xxxxxx;xx xxxxx.
2.&xxxx;&xxxx;&xxxx;Xxxxx xx xř&xxxxxx;xxx&xxxxxx;x&xxxxxx; xxx&xxxxxx;x xřxxx xxxxxxxxxxxx xxx&xxxxxx;xx, xxxxxx již xxx&xxxxxx;xx ESMA v souladu x&xxxx;čx&xxxxxx;xxxx&xxxx;3 xřxxxxžxx, xřxxxxž&xxxxxx; xxxxxxxxxxxxxx xxx&xxxxxx;xx.
Čx&xxxxxx;xxx&xxxx;5
Xxxxx v platnost x&xxxx;xxxžxxxxxxxx
Toto xxř&xxxxxx;xxx&xxxxxx; xxxxxxxx v platnost xxxx&xxxxxx;x&xxxxxx;x xxxx xx xxxx&xxxxxx;&xxxxxx;xx&xxxxxx; v Úředním věstníku Xxxxxxx&xxxxxx; xxxx.
Xxxx xxxxxxxx xx xxxxxxx x&xxxx;xxxxx rozsahu x&xxxx;xxxxx xxxxxxxxxx ve xxxxx xxxxxxxxx státech.
V Bruselu xxx 25. xxxxxxxx 2016.
Xx Xxxxxx
xxxxxxxx
Xxxx-Xxxxxx XXXXXXX
(1) Úř. věst. X&xxxx;302, 17.11.2009, s. 32.
(2) Nařízení Xxxxxxxxxx parlamentu x&xxxx;Xxxx (XX) č. 1095/2010 xx xxx 24. listopadu 2010 x&xxxx;xxxxxxx Evropského orgánu xxxxxxx (Evropského xxxxxx xxx xxxxx xxxxxx x&xxxx;xxxx), x&xxxx;xxxxx xxxxxxxxxx x.&xxxx;716/2009/XX x&xxxx;x&xxxx;xxxxxxx rozhodnutí Xxxxxx 2009/77/XX (Úř. věst. L 331, 15.12.2010, x.&xxxx;84).
PŘÍLOHA I
Formulář xxx xxxxxxxxxx xxxxxxxx xxxxxxxxxx xxxxxxxxx xxxxxxxxxx xx xxxxx xxxxxxxxx xxxxxx x&xxxx;xxxxxxxx
